Shanxi securities business money Gu was tumbled for rectification subsidiaries are not diligent ekdv-273

By , November 17, 2017 10:50 pm

Shanxi securities business money Gu was tumbled for rectification to the subsidiary is not due diligence hot column capital flows thousands of thousands of stocks the latest Rating Rating diagnosis simulated trading client sina finance App: Live on-line blogger to tutor the purchase of new shares: the stock market is the most simple way to pick up the money, not diligent Shanxi securities business for rectification property Gu the logic of Shanxi securities (002500.SZ) subsidiary of German securities Tibet Ziguang Zhuoyuan Equity Investment Limited (hereinafter referred to as the "Purple Zhuoyuan") is investigating the case. Sino German securities carrying Shanxi securities investment bank and financial advisory business, since August, the Commission since the investigation, the relevant business is in a suspended state. At present, with the administrative penalty landing, is expected to be restored. But it is worth noting that, insiders pointed out that, according to the "fifty-fourth orders" provisions within the latest 36 months because of illegal operation will not be punished as financial advisors only qualified agencies need to carry out rectification and obtaining the approval, in order to restore business. Shanxi securities recently issued a notice that the subsidiary of Sino German securities received the Commission administrative penalty decision. Because of its German securities as violet Zhuoyuan financial advisers are not suspected diligence produced documents issued false records, misleading statements or major omissions "behavior, shall be ordered to correct the securities, business income of 3 million yuan confiscated, and impose a fine of 3 million yuan; and the financial adviser to host Li Qingzhong, Wang Xin given a warning, and were fined 50 thousand yuan. Sino German securities are mainly involved in the investigation of the existence of the letter of the project defects. According to the investigation results show that in November 10th last year, Kunming machine tool (600809.SH) is the largest shareholder of Shenyang machine tool (Group) Co., Ltd. (hereinafter referred to as the "Shen Machine Group") and violet Zhuoyuan formally signed the "share transfer agreement". The Shen machine group to 25.08% of the shares will be held by the Kunming machine tool to transfer all of violet Zhuo far, after the completion of the transfer of purple Zhuoyuan will become the largest shareholder of Kunming machine tool. The agreement increases the release and entry into force of the agreement than previous versions. In November 12, 2015, violet Zhuoyuan disclosed by Kunming machine tool "" detailed equity change report, but the report did not disclose the increased termination and entry into force of the terms and conditions of the "share transfer agreement". According to the project after the advance, this agreement is essential to lift and take effect, and subsequent lead to the relevant listed companies (Kunming machine tool) share price volatility. On the same day, the German securities issued by the financial adviser statement with the detailed changes in equity report together with the announcement. In the German securities issued by the relevant verification submissions, that the information disclosure obligations in accordance with the "management approach" takeover of listed companies and the relevant supporting documents specifications, disclose the basic situation of the information disclosure obligations, the rights and interests of the people to change the information disclosure content is true, accurate and complete. But in fact, the securities issued in the verification opinions and statements, without obtaining Shen machine group and violet Zhuoyuan body相关的主题文章:

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