Media said the SFC thorough investigation of Securities Research Report named three brokerage

By , November 17, 2017 10:50 pm

Media said the SFC thorough investigation of three brokerage brokerage research report named Phoenix Financial News according to financial network reported that recently, the Commission informed the latest regulatory agencies, mainly for information, not a judicious use of research report data calculation process is not rigorous, did not indicate the source of reference, the state securities, the Milky Way securities and Soochow securities as a typical case to be named. According to previously reported on August 5th, the interface, the brokerage Research Report compliance regulatory concerns. Ren Zeping and Sun Jianbo were named. The SFC securities fund supervision department issued to the securities regulatory agency in recently informed, specifically informed of a number of triggering hot market securities analyst issued a research report or statement of non-compliance cases, which involved personnel including has just entered the Founder Securities chief economist Ren Zeping recently and the Milky Way Securities chief strategist Sun Jianbo. A lot of new wealth star analysts tend to become market leader vane. In the industry view, many star analysts work for many years in the industry, not only for the industry very in-depth research, but also well versed in the capital market and the market value of the management operation, and in the capital market and industry have powerful connections, the trend of development of the industry are forward-looking grasp in the industry inflection point coming, a research report, four response effect will be amplified. A private equity fund manager said that in recent months, star Analyst Research Report released after the leading theme of market, have a great relationship with the current market environment, the index has continued for several months at the bottom of the shock, the market is not lack of funds, has strong support at the bottom of the case, in the shock interval under the rail admission investors often use star analyst research reports attract copycat funds, but too short-term operation is at the expense of this model, the effect will be diminishing marginal, only a few reliable logic and being subject to market validation is persistent. The industry believes that the recent period of time, many companies are also a number of brokerage research reports, stock prices began to fluctuate, but for investors, to prevent potential risks especially follow the trend of speculation, there have been many early large gains in stocks, after the introduction of research report to be early latent capital delivery opportunity."   July 29th, the Shanghai Stock Exchange announced that it will increase the four aspects of the first line of supervision of listed companies. Brokerage Research Report will continue to impact on the company’s share price into the scope of regulation; give full play to the media that the market restraint will in strengthening supervision in the restructuring and listing; continue to strengthen the various types of information disclosure violations responsibility efforts; enhance the effectiveness of the Listed Company Information Disclosure Notice of interim results. The stock market investment perspective, trading post, forecast, Niugu capture, as in the micro signal [or] Phoenix securities [ifengstock]   after the analysis of the trend of A shares, pointing out the trend of tomorrow, please pay attention to micro signal [] or [fupan588] multitray master  相关的主题文章:

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